Duty to provide information according to FIDLEG/FIDLEV:
Based on the legal requirements of Art. 8 et seq. of the Financial Services Act (FIDLEG), the following provides an overview of FINBERG AG and its services.
FINBERG AG
Gundeldingerstrasse 170
4053 Basel
+41 61 551 30 11
E-mail: info@finberg.ch
Website: www.finberg.ch
FINBERG AG was founded on 19.09.2022.
Register of advisors
Since January 2021, client advisors must be registered in a national advisor register in order to be allowed to offer their advisory services in connection with financial instruments. FINBERG AG's client advisors are registered with RegFix (Swiss register of advisors for client advisors under FIDLEG and recognised by FINMA).
RegFix
Flora Street 44
8008 Zurich
043 488 52 26
E-mail: info@reg-fix.ch
Website: www.reg-fix.ch
Ombudsman's Office
FINBERG AG is affiliated with the independent ombudsman's office FINOS, which is recognised by the Federal Department of Finance. Disputes about legal claims between clients and FINBERG AG should be settled by the ombudsman's office as part of a mediation process wherever possible.
(Financial Ombudsman's Office Switzerland) FINOS
Talstrasse 20
8001 Zurich
E-mail: info@finos.ch
Website: www.finos.ch
FINBERG AG may provide financial services for its clients, in particular in accordance with Art. 3 lit. c No. 2 and 4 FIDLEG. In the case of an investment advisory mandate by FINBERG AG, a personal recommendation relating to individual financial instruments is made to the client. However, the decision to buy or sell always ultimately remains with the client.
FINBERG AG guarantees neither a return nor a return on investment. The investment activity can therefore lead to an increase in value but also to a loss in value.
Customer segmentation is generally dispensed with.
General risks in trading with financial instruments
The financial services provided by FINBERG AG involve financial risks. For the risks of the individual financial instruments, reference is made in particular to the corresponding asset management or investment advisory contracts and the associated documentation, as well as to the brochure "Risks in Trading with Financial Instruments" published by the Swiss Bankers Association. This can be viewed at www.swissbanking.ch.
FINBERG AG customers can contact their customer advisor at any time if they have any further questions.
Risks in connection with the services offered
For a presentation of the various risks that may arise from the investment strategy for the client's assets, please refer to the corresponding asset management or investment advisory agreements.
When providing investment advice, FINBERG AG provides clients with the basic information sheet of recommended financial instruments.
Cost information for asset management
For the services to be provided, FINBERG AG participates in the total fees, which are normally calculated on the assets under management. Depending on the scope of the service package, between 0.20% and 0.50% p.a., as well as a one-off fee of up to 1.5% for the reimbursement of expenses. In principle, FINBERG AG does not accept any compensation from third parties. For more detailed information, please refer to the relevant asset management and investment advisory agreements. We will disclose these to you in detail before concluding a contract.
In connection with the financial services offered by the financial institution, economic ties may exist with third parties. The receipt of payments from third parties as well as their treatment shall be regulated in detail and comprehensively in the respective investment advisory or asset management contracts.
FINBERG AG fundamentally pursues an "open universe approach" and seeks to make the best possible choice for clients when selecting financial instruments. FINBERG AG offers an independent and transparent asset management and investment advisory service. FINBERG AG therefore does not use or recommend its own financial instruments.
This information in accordance with FinSA/FinSO is valid until revoked and is dated July 2024.
Duty to provide information according to FIDLEG/FIDLEV:
Based on the legal requirements of Art. 8 et seq. of the Financial Services Act (FIDLEG), the following provides an overview of FINBERG AG and its services.
FINBERG AG
Address: Gundeldingerstrasse 170, 4053 Basel
Phone: +41 61 551 30 11
E-mail: info@finberg.ch
Website: www.finberg.ch
FINBERG AG was founded on 23.02.2022.
Supervisory authority
Supervisory organisation SRO Polyreg. FINBERG AG has a licence from the Swiss Financial Market Supervisory Authority (FINMA) for the professional activity of asset management, including investment advice.
Regfix address:
RegFix
Flora Street 44
8008 Zurich
043 488 52 26
info@reg-fix.ch
Ombudsman's Office
FINBERG AG is affiliated with the independent ombudsman's office FINOS, which is recognised by the Federal Department of Finance. Disputes about legal claims between clients and FINBERG AG should be settled by the ombudsman's office as part of a mediation process wherever possible.
(Financial Ombudsman's Office Switzerland) FINOS
Talstrasse 20
8001 Zurich
E-mail: info@finos.ch
Website: www.finos.ch
FINBERG AG provides asset management services and transaction-related investment advisory services for its clients. In the case of an investment advisory mandate by FINBERG AG, a personal recommendation relating to individual financial instruments is made to the client. The decision to buy or sell ultimately remains with the client, however. always with the clientele.
FINBERG AG guarantees neither a return nor a return on investment. The investment activity can therefore lead to an increase in value but also to a loss in value.
Persons for whom FINBERG AG provides financial services are treated as private clients. No customer segmentation is used as a matter of principle.
This is to ensure that all clients receive the same high level of protection under the FIDLEG Act and that FINBERG AG complies with the corresponding duties of conduct.
The Financial Services Act provides for the segments "private clients", "professional clients" and "institutional clients". Subject to compliance with certain conditions, the client can change the client classification by so-called opting-in or opting-out.
General risks in trading with financial instruments
The asset management and investment advisory services entail financial risks. For the risks of the individual financial instruments, reference is made to the brochure "Risks in Trading with Financial Instruments" of the Swiss Bankers Association. This can be found on www.swissbanking.ch can be viewed.
FINBERG AG customers can contact their customer advisor at any time if they have any further questions.
Risks in connection with the services offered
For a presentation of the various risks that may arise from the investment strategy for the client's assets, please refer to the corresponding asset management or investment advisory agreements.
When providing investment advice, FINBERG AG provides clients with the basic information sheet of recommended financial instruments.
A fee is charged for the services rendered, which is normally calculated on the assets under management and on a performance basis. For more detailed information, please refer to the relevant asset management or investment advisory agreements.
In connection with the financial services offered by FINBERG AG, economic ties may exist with third parties. The acceptance of payments from third parties and their treatment are regulated in detail and comprehensively in the respective asset management and investment advisory agreements. In principle, FINBERG AG does not accept any retrocessions from third parties in order to maintain its independence.
FINBERG AG fundamentally pursues an "open universe approach" and seeks to make the best possible choice for clients when selecting financial instruments. FINBERG AG offers an independent and transparent asset management and investment advisory service. FINBERG AG therefore does not use or recommend its own financial instruments.
This information in accordance with FIDLEG/FIDLEV is valid until revoked and is dated 10.08.2023. It can be retrieved from our website at any time, downloaded and recorded on a permanent data carrier.
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